| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-11-11 | 2014-11-14 |
| Rep | 證券交易 | 2013-11-11 | 2014-11-14 | |
| GEO Securities Limited | Rep | 證券交易 | 2013-09-30 | 2013-10-31 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-08-30 | 2012-01-18 |
| Rep | 提供資產管理 | 2011-08-30 | 2012-01-18 | |
| Rep | 證券交易 | 2011-08-30 | 2012-01-18 | |
| BCT Financial Limited | Rep | 就證券提供意見 | 2011-06-01 | 2011-08-22 |
| BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | 就證券提供意見 | 2008-10-22 | 2011-05-31 |