Personnel Hong Kong SFC License Details (ID 79592)

Personnel Hong Kong SFC License Details (ID 79592)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	期貨合約交易	2014-01-24	-
	Rep	證券交易	2013-12-16	-
Asia Pacific Securities Limited	Rep	證券交易	2011-03-01	2013-02-04
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2006-12-08	2010-09-18
Ark Securities (Hong Kong) Limited	Rep	證券交易	2006-10-12	2010-09-18
GET NICE SECURITIES LIMITED	Rep	證券交易	2006-05-22	2006-10-04
TSE'S SECURITIES LIMITED	Rep	證券交易	2006-03-02	2006-03-02
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2005-10-07	2005-12-31
Tung Shing Securities (Brokers) Limited	Rep	證券交易	2004-12-28	2005-10-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2004-09-16	2004-11-11
SBI China Capital Commodities Limited	Rep	期貨合約交易	2003-09-30	2004-03-18
SBI China Capital Financial Services Limited	Rep	證券交易	2003-09-30	2004-03-18
SBI China Capital Securities Limited	Rep	證券交易	2003-09-30	2004-03-18
Success Futures and Foreign Exchange Limited	Rep	期貨合約交易	2003-09-15	2003-09-26
BERICH BROKERAGE LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-04-07
	Rep	就證券提供意見	2003-04-01	2003-04-07
	Rep	提供資產管理	2003-04-01	2003-04-07
	Rep	證券交易	2003-04-01	2003-04-07
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-04-07
	Rep	提供資產管理	2003-04-01	2003-04-07
	Rep	期貨合約交易	2003-04-01	2003-04-07