| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Asia Pacific Securities Limited | Rep | 證券交易 | 2005-10-13 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-10-13 | 2010-04-08 |
| Asia Pacific Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-29 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-29 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-31 | |
| Rep | 證券交易 | 2003-04-01 | 2005-03-31 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2003-04-01 | 2003-06-01 |
| RO | 提供資產管理 | 2003-04-01 | 2003-06-01 | |
| RO | 期貨合約交易 | 2003-04-01 | 2003-06-01 |