| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2026-11-06 | - |
| RO | 提供資產管理 | 2026-11-06 | - | |
| QMIS Securities Limited | RO | 證券交易 | 2026-11-06 | - |
| Azure Lion International Asset Management Company Limited | RO | 提供資產管理 | 2022-07-20 | 2026-07-12 |
| Azure Lion International Securities Company Limited | RO | 就證券提供意見 | 2021-06-28 | 2026-07-12 |
| RO | 證券交易 | 2021-06-28 | 2026-07-12 | |
| Zhonghao International Futures Co., Limited | RO | 期貨合約交易 | 2021-06-28 | 2025-06-06 |
| Zhonghao International Investment Consulting Co., Limited | RO | 就期貨合約提供意見 | 2021-06-28 | 2025-06-06 |
| Zhong Yang Securities Limited | RO | 期貨合約交易 | 2018-03-29 | 2021-06-27 |
| RO | 證券交易 | 2018-03-29 | 2021-06-27 | |
| Rep | 期貨合約交易 | 2018-03-01 | 2018-03-29 | |
| Rep | 證券交易 | 2018-03-01 | 2018-03-29 | |
| METRO CAPITAL SECURITIES LIMITED | RO | 證券交易 | 2017-02-16 | 2018-02-28 |
| Rep | 證券交易 | 2017-01-17 | 2017-02-16 | |
| M&F ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2016-06-30 | 2016-12-12 |
| RO | 證券交易 | 2016-06-30 | 2016-12-12 | |
| METRO CAPITAL FUTURES LIMITED | RO | 期貨合約交易 | 2016-04-05 | 2018-02-28 |
| METRO CAPITAL SECURITIES LIMITED | RO | 證券交易 | 2016-04-05 | 2016-06-30 |
| Asia Pacific Securities Limited | RO | 期貨合約交易 | 2012-02-03 | 2016-04-04 |
| Rep | 證券交易 | 2011-04-18 | 2016-04-04 | |
| HIG FUTURES LIMITED | RO | 期貨合約交易 | 2010-06-30 | 2011-03-31 |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2008-09-09 | 2010-04-22 |
| NEW TREND FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-10-25 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-25 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2007-03-31 |
已採集記錄中暫無金管局登記。