| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | RO | 就證券提供意見 | 2026-08-04 | - |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2016-12-09 | - |
| RO | 證券交易 | 2016-12-09 | - | |
| FIRST SECURITIES (HK) LIMITED | RO | 證券交易 | 2010-02-25 | - |
| Rep | 證券交易 | 2009-12-21 | 2010-02-25 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就證券提供意見 | 2004-10-18 | 2009-12-19 |
| RO | 證券交易 | 2003-04-01 | 2009-12-19 |