| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2026-06-29 | - |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2026-06-29 | - |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-06-17 | 2026-06-29 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2026-06-17 | 2026-06-29 |
| AUSTRAX CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-02-22 | 2026-05-04 |
| RO | 證券交易 | 2023-02-22 | 2026-05-04 | |
| Rep | 就機構融資提供意見 | 2022-10-18 | 2023-02-22 | |
| Rep | 證券交易 | 2022-10-18 | 2023-02-22 | |
| XinKong International Capital Limited | RO | 就機構融資提供意見 | 2021-07-19 | 2022-09-30 |
| RO | 證券交易 | 2021-07-19 | 2022-09-30 | |
| XinKong International Securities Limited | RO | 證券交易 | 2021-07-19 | 2022-09-30 |
| XinKong International Capital Limited | Rep | 就機構融資提供意見 | 2021-04-27 | 2021-07-19 |
| Rep | 證券交易 | 2021-04-27 | 2021-07-19 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2021-04-27 | 2021-07-19 |
| AUSTRAX CAPITAL LIMITED | RO | 就機構融資提供意見 | 2020-12-11 | 2021-02-05 |
| RO | 證券交易 | 2020-12-11 | 2021-02-05 | |
| Rep | 就機構融資提供意見 | 2020-10-07 | 2020-12-11 | |
| Rep | 證券交易 | 2020-10-07 | 2020-12-11 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2017-08-21 | 2020-07-07 |
| Rep | 證券交易 | 2017-08-21 | 2020-07-07 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 證券交易 | 2014-07-09 | 2017-05-09 |
| RO | 就機構融資提供意見 | 2014-05-12 | 2017-05-09 | |
| Rep | 就機構融資提供意見 | 2013-08-12 | 2014-05-12 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-03-18 | 2013-06-19 |
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2008-06-04 | 2009-03-20 |
| Rep | 證券交易 | 2008-06-04 | 2009-03-20 | |
| Everbright Securities Global (HK) Limited | Rep | 證券交易 | 2005-02-03 | 2005-07-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-07-18 |
已採集記錄中暫無金管局登記。