| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2024-05-13 | - |
| SOUTH CHINA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-06-09 | - |
| Rep | 就機構融資提供意見 | 2022-12-29 | 2023-06-09 | |
| FIRST SHANGHAI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-11-21 | 2022-12-08 |
| FIRST SHANGHAI SECURITIES LIMITED | RO | 就機構融資提供意見 | 2011-03-24 | 2022-12-08 |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2014-11-21 |