| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2005-12-20 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2005-12-20 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2003-04-01 | 2004-12-03 |
| RO | 提供資產管理 | 2003-04-01 | 2004-12-03 | |
| RO | 期貨合約交易 | 2003-04-01 | 2005-11-30 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-12-03 |
| RO | 就證券提供意見 | 2003-04-01 | 2004-12-03 | |
| RO | 提供資產管理 | 2003-04-01 | 2004-12-03 | |
| RO | 證券交易 | 2003-04-01 | 2005-11-30 |