| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-09-29 | - |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-09-29 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-16 | 2021-12-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-11-16 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 提供自動化交易服務 | 2003-05-26 | 2003-09-05 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-05-26 | 2003-09-02 |
| Rep | 證券交易 | 2003-05-26 | 2020-10-29 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2003-05-22 | 2020-10-29 |