| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | RO | 就期貨合約提供意見 | 2019-09-03 | - |
| FIRST SHANGHAI SECURITIES LIMITED | RO | 證券交易 | 2019-09-03 | - |
| FIRST SHANGHAI FUTURES LIMITED | RO | 期貨合約交易 | 2017-08-11 | - |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-06-01 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2016-07-29 | 2019-09-03 |
| Rep | 期貨合約交易 | 2008-06-20 | 2017-08-11 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2008-06-20 | 2019-09-03 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-11-20 | 2008-04-02 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-11-20 | 2008-04-02 |
| Rep | 期貨合約交易 | 2007-10-26 | 2008-04-02 | |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2006-12-01 | 2007-10-22 |
已採集記錄中暫無金管局登記。