| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 證券交易 | 2015-08-07 | 2020-08-14 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2014-06-06 | 2015-06-18 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2010-03-22 | 2014-05-19 |
| WINWIN SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-02-14 |
| Rep | 就證券提供意見 | - | 2005-02-14 | |
| Rep | 提供資產管理 | - | 2005-02-14 | |
| Rep | 提供自動化交易服務 | - | 2007-06-04 | |
| Rep | 證券交易 | - | 2010-03-15 |