| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2013-03-05 | - |
| Rep | 證券交易 | 2006-05-18 | 2012-09-14 | |
| 3V Capital Limited | Rep | 就證券提供意見 | 2006-03-27 | 2006-04-12 |
| Rep | 證券交易 | 2006-03-06 | 2006-04-12 | |
| Goldbridge Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-03-02 | |
| Rep | 證券交易 | 2003-04-01 | 2006-02-21 |
已採集記錄中暫無金管局登記。