| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | 就機構融資提供意見 | 2024-03-21 | - |
| CHINA EASE SECURITIES LIMITED | RO | 就機構融資提供意見 | 2022-05-27 | 2023-07-05 |
| RO | 證券交易 | 2022-05-27 | 2023-07-05 | |
| Rep | 就機構融資提供意見 | 2022-05-13 | 2022-05-27 | |
| Rep | 證券交易 | 2022-05-13 | 2022-05-27 | |
| Aeternus Asset Holdings Limited | RO | 就機構融資提供意見 | 2021-07-26 | 2022-04-13 |
| RO | 證券交易 | 2021-07-26 | 2022-04-13 | |
| BRISTOL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-12-23 | 2020-10-31 |
| Apastron Capital Limited | RO | 就機構融資提供意見 | 2018-05-28 | 2019-01-31 |
| RO | 證券交易 | 2018-05-28 | 2019-01-31 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-07-13 | 2017-12-27 |
| Rep | 證券交易 | 2016-07-13 | 2017-12-27 | |
| EUTO CAPITAL PARTNERS LIMITED | Rep | 就機構融資提供意見 | 2015-06-11 | 2016-06-03 |
| TC Capital International Limited | Rep | 就機構融資提供意見 | 2013-06-21 | 2015-03-31 |
| Rep | 證券交易 | 2013-06-21 | 2015-03-31 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2011-08-25 | 2013-04-11 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-08-03 | 2011-02-22 |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2010-08-03 | 2011-02-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-06-25 | 2011-02-22 |
已採集記錄中暫無金管局登記。