Personnel Hong Kong SFC License Details (ID 79816)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
KGI ASIA LIMITED	Rep	證券交易	2021-02-25	-
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2021-02-25	-
Future Securities Limited (HK)	Rep	期貨合約交易	2017-12-11	2021-02-12
	Rep	證券交易	2017-12-11	2021-02-12
KGI ASIA LIMITED	Rep	證券交易	2017-10-03	2017-11-30
	Rep	證券交易	2014-04-16	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2014-04-16	2017-11-30
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	期貨合約交易	2012-10-29	2014-04-11
	Rep	證券交易	2012-10-29	2014-04-11
	RO	期貨合約交易	2012-03-26	2012-10-29
	RO	證券交易	2012-03-26	2012-10-29
	Rep	期貨合約交易	2011-09-15	2012-03-26
	Rep	證券交易	2011-09-15	2012-03-26
KGI FUTURES (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2011-02-14	2011-09-01
KGI ASIA LIMITED	Rep	證券交易	2009-10-19	2011-09-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-10-19	2011-09-01
CES Commodities (HK) Limited	Rep	期貨合約交易	2006-02-03	2009-10-10
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2006-02-03	2009-10-10
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2006-02-03	2009-10-10
SHUN LOONG FOREX COMPANY LIMITED	Rep	槓桿式外匯交易	2005-05-18	2009-10-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	證券交易	2005-05-18	2009-10-10
SHUN LOONG FUTURES LIMITED	Rep	期貨合約交易	2005-03-30	2009-10-10
NEW TREND FUTURES LIMITED	Rep	就期貨合約提供意見	2004-01-09	2004-10-25
	Rep	提供資產管理	2004-01-09	2004-10-25
	Rep	期貨合約交易	2004-01-09	2005-03-24
REFCO FOREX LIMITED	Rep	槓桿式外匯交易	2003-11-08	2003-12-30
ADMIS Hong Kong Limited	Rep	就期貨合約提供意見	2003-04-01	2003-12-30
	Rep	提供資產管理	2003-04-01	2003-12-30
	Rep	期貨合約交易	2003-04-01	2003-12-30