| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2023-01-03 | - |
| VAST HARBOUR SECURITIES LIMITED | Rep | 證券交易 | 2020-05-06 | 2022-12-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2019-09-24 | 2020-04-16 |
| FT Securities Limited | Rep | 期貨合約交易 | 2011-07-05 | 2012-06-27 |
| Rep | 證券交易 | 2011-07-05 | 2019-08-21 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-02-14 | 2011-07-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-12-22 | 2011-07-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-12-22 | 2011-07-01 |
| FT Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-02 | |
| Rep | 證券交易 | 2003-04-01 | 2010-12-16 |
已採集記錄中暫無金管局登記。