| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | RO | 就期貨合約提供意見 | 2026-03-03 | - |
| RO | 就證券提供意見 | 2026-03-03 | - | |
| RO | 提供資產管理 | 2026-03-03 | - | |
| RO | 期貨合約交易 | 2026-03-03 | - | |
| RO | 證券交易 | 2026-03-03 | - | |
| Rep | 就期貨合約提供意見 | 2026-01-06 | 2026-03-03 | |
| Rep | 就證券提供意見 | 2026-01-06 | 2026-03-03 | |
| Rep | 提供資產管理 | 2026-01-06 | 2026-03-03 | |
| Rep | 期貨合約交易 | 2026-01-06 | 2026-03-03 | |
| Rep | 證券交易 | 2026-01-06 | 2026-03-03 | |
| Ahead Asset Management Limited | RO | 就證券提供意見 | 2024-09-23 | 2025-07-28 |
| RO | 提供資產管理 | 2024-09-23 | 2025-07-28 | |
| Rep | 就證券提供意見 | 2024-08-22 | 2024-09-23 | |
| Rep | 提供資產管理 | 2024-08-22 | 2024-09-23 | |
| Forthright Capital Management Limited | RO | 證券交易 | 2022-10-18 | 2024-07-18 |
| RO | 就證券提供意見 | 2021-06-03 | 2024-07-18 | |
| RO | 提供資產管理 | 2021-06-03 | 2024-07-18 | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2020-07-21 | 2024-07-18 |
| RO | 就證券提供意見 | 2020-07-21 | 2024-07-18 | |
| RO | 期貨合約交易 | 2020-07-21 | 2024-07-18 | |
| RO | 證券交易 | 2020-07-21 | 2024-07-18 | |
| Rep | 就期貨合約提供意見 | 2020-04-27 | 2020-07-21 | |
| Rep | 就證券提供意見 | 2020-04-27 | 2020-07-21 | |
| Rep | 期貨合約交易 | 2020-04-27 | 2020-07-21 | |
| Rep | 證券交易 | 2020-04-27 | 2020-07-21 | |
| Redstone Asset Management Limited | RO | 就證券提供意見 | 2019-06-27 | 2020-03-05 |
| RO | 提供資產管理 | 2019-06-27 | 2020-03-05 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 期貨合約交易 | 2018-08-31 | 2018-12-28 |
| RO | 就證券提供意見 | 2017-12-20 | 2018-12-28 | |
| RO | 提供資產管理 | 2017-12-20 | 2018-12-28 | |
| RO | 證券交易 | 2017-12-20 | 2018-12-28 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2015-10-22 | 2017-11-19 |
| Rep | 提供資產管理 | 2015-10-02 | 2015-10-22 | |
| FULBRIGHT SECURITIES LIMITED | RO | 就證券提供意見 | 2012-06-11 | 2017-11-19 |
| FULBRIGHT FUTURES LIMITED | RO | 就期貨合約提供意見 | 2012-03-20 | 2017-11-19 |
| FULBRIGHT SECURITIES LIMITED | RO | 證券交易 | 2011-07-11 | 2017-11-19 |
| FULBRIGHT FUTURES LIMITED | RO | 期貨合約交易 | 2005-12-05 | 2017-11-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2005-10-08 | 2011-07-11 |
| XinKong International Securities Limited | RO | 期貨合約交易 | 2004-10-25 | 2005-10-05 |
| Rep | 證券交易 | 2004-10-25 | 2005-10-05 | |
| Apricot Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-18 | |
| Rep | 證券交易 | 2003-04-01 | 2004-09-16 | |
| TOPMORE COMMODITIES LIMITED | RO | 就期貨合約提供意見 | 2003-04-01 | 2004-08-18 |
| RO | 提供資產管理 | 2003-04-01 | 2004-08-18 | |
| RO | 期貨合約交易 | 2003-04-01 | 2004-09-16 |
已採集記錄中暫無金管局登記。