| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-09-28 | - |
| RO | 證券交易 | 2023-09-28 | - | |
| Rep | 就證券提供意見 | 2019-08-06 | 2023-09-28 | |
| Rep | 證券交易 | 2019-08-06 | 2023-09-28 | |
| RO | 就期貨合約提供意見 | 2019-03-27 | - | |
| RO | 期貨合約交易 | 2019-03-27 | - | |
| FULBRIGHT FUTURES LIMITED | RO | 就期貨合約提供意見 | 2017-11-16 | 2018-05-31 |
| RO | 期貨合約交易 | 2014-11-28 | 2018-05-31 | |
| Rep | 期貨合約交易 | 2011-01-10 | 2014-11-28 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2011-01-10 | 2018-05-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2006-09-11 | 2010-12-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-11 | 2010-12-31 |