| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 證券交易 | 2014-10-07 | 2014-10-26 |
| Rep | 證券交易 | 2012-09-06 | 2014-10-07 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2012-09-06 | 2014-10-26 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2011-09-06 | 2012-08-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2011-09-06 | 2012-08-11 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2008-10-16 | 2010-08-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2008-07-02 | 2010-08-19 |