| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | 提供資產管理 | 2023-07-20 | 2026-08-28 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2011-05-06 | 2013-01-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2011-05-06 | 2013-01-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-07-15 | 2011-04-25 |
| Rep | 期貨合約交易 | 2008-04-18 | 2011-04-25 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-04-18 | 2011-04-25 |