| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2009-02-09 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2007-11-20 | - |
| SDIC Securities International Financial Holdings Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-23 | |
| Rep | 證券交易 | 2003-04-01 | 2007-11-12 |
已採集記錄中暫無金管局登記。