| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-20 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2005-08-19 | - |
| CHENG YAM ON SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-05 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-19 |