| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2010-12-01 | 2013-07-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2010-12-01 | 2013-07-23 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-03-03 | 2010-11-24 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-02-19 | 2010-11-24 |
| KING FOOK SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-12-04 | 2008-01-28 |