Personnel Hong Kong SFC License Details (ID 79937)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	Rep	就證券提供意見	2024-04-24	-
	Rep	證券交易	2024-04-24	-
Magpie Securities Limited (HK)	Rep	就證券提供意見	2023-06-16	2023-10-26
	Rep	期貨合約交易	2023-06-16	2023-10-26
	Rep	證券交易	2023-06-16	2023-10-26
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	就期貨合約提供意見	2020-12-15	2022-05-15
	RO	期貨合約交易	2020-12-15	2022-05-15
KVB Kunlun Securities (HK) Limited	RO	就期貨合約提供意見	2020-09-02	2020-12-14
	RO	期貨合約交易	2020-09-02	2020-12-14
	Rep	就期貨合約提供意見	2020-08-20	2020-09-02
	Rep	期貨合約交易	2020-08-20	2020-09-02
Lee Kee Store Company Limited	RO	就期貨合約提供意見	2016-10-18	2020-06-04
	RO	期貨合約交易	2016-08-04	2020-06-04
	Rep	期貨合約交易	2016-06-20	2016-08-04
FULBRIGHT FUTURES LIMITED	Rep	期貨合約交易	2011-05-04	2016-06-03
FULBRIGHT SECURITIES LIMITED	Rep	證券交易	2011-05-04	2016-06-03
BOCOM International Securities Limited	RO	就期貨合約提供意見	2007-09-10	2010-05-29
	RO	期貨合約交易	2007-09-10	2010-05-29
	Rep	證券交易	2007-09-10	2010-05-29
BOCOM International Holdings Company Limited	RO	就期貨合約提供意見	2005-09-27	2008-03-03
	RO	期貨合約交易	2005-09-27	2008-03-03
	Rep	證券交易	2005-09-27	2008-03-03
OCBC Securities Brokerage (Hong Kong) Limited	Rep	證券交易	2005-03-01	2005-09-12
OCBC Futures Investment (Hong Kong) Limited	RO	期貨合約交易	2005-01-21	2005-09-12
CHEKIANG FIRST SECURITIES CO. LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-09-22
	Rep	就證券提供意見	2003-04-01	2003-09-22
	Rep	提供資產管理	2003-04-01	2003-09-22
	Rep	證券交易	2003-04-01	2005-09-12
OCBC Futures Investment (Hong Kong) Limited	Rep	就期貨合約提供意見	2003-04-01	2003-10-20
	Rep	提供資產管理	2003-04-01	2003-10-20
	Rep	期貨合約交易	2003-04-01	2005-01-21