| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grit Securities Limited | RO | 證券交易 | 2023-08-14 | - |
| Grit Capital Limited | RO | 就證券提供意見 | 2023-05-17 | - |
| RO | 提供資產管理 | 2023-05-17 | - | |
| Easy Fund Management Company Limited | RO | 就證券提供意見 | 2022-01-24 | 2023-02-03 |
| RO | 提供資產管理 | 2022-01-24 | 2023-02-03 | |
| SHUANGYING SECURITIES LIMITED | RO | 證券交易 | 2022-01-24 | 2023-02-03 |
| CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-05-11 | 2021-11-28 |
| RO | 提供資產管理 | 2020-05-11 | 2021-11-28 | |
| China-Hong Kong Link Securities Company Limited | RO | 證券交易 | 2020-05-11 | 2021-11-28 |
| BLOOMING SECURITIES LIMITED | RO | 證券交易 | 2019-08-29 | 2020-01-23 |
| WANSOM SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2018-08-23 | 2018-12-18 |
| Realord Asia Pacific Securities Limited | RO | 證券交易 | 2015-07-08 | 2018-01-31 |
| ARISTO SECURITIES LIMITED | RO | 證券交易 | 2014-12-03 | 2015-07-07 |
| FULBRIGHT SECURITIES LIMITED | RO | 證券交易 | 2010-06-15 | 2014-09-22 |
| Rep | 證券交易 | 2009-08-06 | 2010-06-15 | |
| BOCOM International Securities Limited | Rep | 證券交易 | 2008-06-17 | 2009-07-25 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 證券交易 | 2007-08-30 | 2008-06-07 |
| Rep | 證券交易 | 2004-01-17 | 2007-08-30 | |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-23 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-23 | |
| Rep | 證券交易 | 2003-04-01 | 2003-07-23 |
已採集記錄中暫無金管局登記。