| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2007-11-22 | 2020-12-27 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-09-08 | 2007-11-11 |
| Lee Tat & Company | Rep | 就機構融資提供意見 | - | 2003-07-10 |
| Rep | 就證券提供意見 | - | 2003-07-10 | |
| Rep | 提供資產管理 | - | 2003-07-10 | |
| Rep | 證券交易 | - | 2003-07-10 |