| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2003-09-01 | 2022-07-11 |
| Stellar Securities Limited | Rep | 證券交易 | 2003-04-29 | 2003-08-29 |
| TARTAN SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-29 |
| Rep | 就證券提供意見 | - | 2003-04-29 | |
| Rep | 提供資產管理 | - | 2003-04-29 | |
| Rep | 證券交易 | - | 2003-04-29 |