| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-08-12 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2022-08-12 | - |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2011-10-19 | 2022-07-28 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2011-09-14 | 2022-07-28 |
| REXCAPITAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-04-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-28 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2007-12-01 | |
| WINGS SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-04-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-04-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-28 | |
| Rep | 證券交易 | 2003-04-01 | 2011-09-01 |