| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rui Da International Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2026-01-26 | - |
| RO | 就證券提供意見 | 2025-09-09 | - | |
| Rep | 就證券提供意見 | 2024-08-09 | 2025-09-09 | |
| Rui Da International Finance Holding Limited | Rep | 期貨合約交易 | 2024-08-09 | - |
| Rui Da International Securities (Hong Kong) Limited | RO | 證券交易 | 2022-02-24 | - |
| HOI YICK INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2019-11-14 | 2021-04-16 |
| RO | 證券交易 | 2019-11-14 | 2021-04-16 | |
| Rep | 證券交易 | 2019-10-23 | 2019-11-14 | |
| RESOCORE SECURITIES LIMITED | RO | 證券交易 | 2017-11-01 | 2019-10-20 |
| Rep | 證券交易 | 2017-09-26 | 2017-11-01 | |
| Seazen Resources Futures Limited | Rep | 期貨合約交易 | 2017-09-26 | 2019-10-20 |
| CLC FUTURES LIMITED | Rep | 期貨合約交易 | 2017-03-07 | 2017-09-14 |
| CLC SECURITIES LIMITED | RO | 證券交易 | 2015-11-02 | 2017-09-14 |
| Rep | 證券交易 | 2015-08-25 | 2015-11-02 | |
| SUPREME CHINA SECURITIES LIMITED | Rep | 證券交易 | 2014-10-29 | 2015-08-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-10-22 | 2014-10-22 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2006-08-21 | 2009-10-21 |
| CVP Securities Limited | Rep | 證券交易 | 2006-03-08 | 2006-08-05 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2005-11-29 | 2006-03-06 |
| CVP Securities Limited | Rep | 證券交易 | 2004-07-23 | 2005-11-24 |
| Beijing Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-02 | |
| Rep | 證券交易 | 2003-04-01 | 2004-06-10 |
已採集記錄中暫無金管局登記。