| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-01-12 | 2014-01-18 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2008-04-25 | 2008-12-24 |
| GREAT HONEST INVESTMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-04-01 |
| Rep | 就證券提供意見 | - | 2004-04-01 | |
| Rep | 提供資產管理 | - | 2004-04-01 | |
| Rep | 證券交易 | - | 2007-11-12 |