| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2013-07-24 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-05-20 | 2013-07-13 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2007-09-12 | 2009-05-15 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2006-02-22 | 2008-03-03 |
| Taiping Securities (HK) Co Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-22 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-30 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-30 | |
| Rep | 證券交易 | 2003-04-01 | 2006-02-18 |