| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-04-15 | 2021-10-07 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2007-10-05 | 2009-04-01 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2006-10-18 | 2008-03-03 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2004-01-09 |
| Rep | 就證券提供意見 | - | 2004-01-09 | |
| Rep | 提供資產管理 | - | 2004-01-09 | |
| Rep | 證券交易 | - | 2005-07-13 |