| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2004-02-18 | - |
| YF FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-06-03 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-03 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-06-13 | |
| YF SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-18 |
已採集記錄中暫無金管局登記。