| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | 提供資產管理 | 2023-12-04 | - |
| RO | 就證券提供意見 | 2023-03-31 | - | |
| Rep | 提供資產管理 | 2023-03-31 | 2023-12-04 | |
| RO | 證券交易 | 2022-12-20 | - | |
| Rep | 證券交易 | 2022-10-19 | 2022-12-20 | |
| Rep | 就證券提供意見 | 2022-10-19 | 2023-03-31 | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2019-08-12 | 2022-08-19 |
| Rep | 期貨合約交易 | 2019-08-12 | 2022-08-19 | |
| Rep | 就證券提供意見 | 2018-09-06 | 2022-08-19 | |
| RO | 證券交易 | 2018-04-03 | 2022-08-19 | |
| Rep | 證券交易 | 2018-02-15 | 2018-04-03 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-12-07 | 2017-10-11 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-10-12 | 2017-10-11 |
| FULBRIGHT SECURITIES LIMITED | RO | 證券交易 | 2016-07-22 | 2017-10-11 |
| Rep | 證券交易 | 2009-12-08 | 2016-07-22 |
已採集記錄中暫無金管局登記。