| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-07-10 | - |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2019-01-09 | 2019-05-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-11-26 | 2018-11-16 |
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2014-07-31 | 2015-11-05 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2007-09-21 | 2014-07-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-25 | |
| Rep | 證券交易 | 2003-04-01 | 2007-09-01 |
金管局記錄暫時無法載入，請稍後重試。