| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2007-12-04 | - |
| Mage Securities Limited | Rep | 證券交易 | 2007-06-01 | 2007-11-26 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-30 | |
| Rep | 證券交易 | 2003-04-01 | 2007-06-01 |