| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2008-04-22 | 2020-12-31 |
| SDIC Securities International Financial Holdings Limited | Rep | 證券交易 | 2003-07-09 | 2008-04-14 |
| YUE SHING SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-08 |
| Rep | 就證券提供意見 | - | 2003-07-08 | |
| Rep | 提供資產管理 | - | 2003-07-08 | |
| Rep | 證券交易 | - | 2003-07-08 |