| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2010-06-17 | 2019-11-30 |
| SDIC Securities International Financial Holdings Limited | Rep | 證券交易 | 2008-11-12 | 2010-06-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就機構融資提供意見 | - | 2004-03-11 |
| Rep | 提供自動化交易服務 | - | 2004-03-11 | |
| Rep | 就證券提供意見 | - | 2004-04-28 | |
| Rep | 提供資產管理 | - | 2004-04-28 | |
| Rep | 證券交易 | - | 2008-11-01 |