| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-03-04 | 2017-07-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-03-04 | 2017-07-05 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2014-10-13 | 2017-07-05 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2005-03-10 | 2012-10-09 |