| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2023-06-01 | 2025-06-23 |
| Rep | 證券交易 | 2023-06-01 | 2025-06-23 | |
| GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | Rep | 證券交易 | 2012-03-22 | 2020-05-22 |
| Rep | 就證券提供意見 | 2008-04-11 | 2018-11-01 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-06-13 | 2008-02-28 |
| Sun Life Hong Kong Limited | Rep | 就機構融資提供意見 | - | 2005-01-28 |
| Rep | 提供資產管理 | - | 2005-01-28 | |
| Rep | 就證券提供意見 | - | 2006-01-01 |