| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAM HONG KONG LIMITED | Rep | 證券交易 | 2011-05-11 | 2014-04-04 |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-08-13 | 2011-05-10 |
| Rep | 提供資產管理 | 2010-08-13 | 2011-05-10 | |
| Rep | 證券交易 | 2010-08-13 | 2011-05-10 | |
| GAM HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-13 |
| Rep | 就證券提供意見 | - | 2004-05-13 | |
| Rep | 提供資產管理 | - | 2008-08-09 | |
| Rep | 證券交易 | - | 2008-08-09 |