| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HENIK SECURITIES LIMITED | Rep | 證券交易 | 2024-12-10 | - |
| GET NICE FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-06-01 | 2019-04-10 |
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2005-06-01 | 2024-11-29 |
| GREAT BAY SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-30 | |
| Rep | 證券交易 | 2003-04-01 | 2005-05-31 | |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-07-30 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-30 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2005-05-31 |