| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pryme Capital Limited (b2021-02-19) | RO | 就證券提供意見 | 2026-02-03 | - |
| RO | 提供資產管理 | 2026-02-03 | - | |
| Rep | 就證券提供意見 | 2026-01-27 | 2026-02-03 | |
| Rep | 提供資產管理 | 2026-01-27 | 2026-02-03 | |
| AFT HK Treasury Limited | RO | 就證券提供意見 | 2025-10-20 | 2026-01-26 |
| RO | 提供資產管理 | 2025-10-20 | 2026-01-26 | |
| RO | 證券交易 | 2025-10-20 | 2026-01-26 | |
| CSII Capital Limited | RO | 就證券提供意見 | 2020-10-05 | 2023-01-13 |
| RO | 提供資產管理 | 2020-10-05 | 2023-01-13 | |
| Bright Fund Management Limited | RO | 就證券提供意見 | 2017-10-25 | 2020-02-03 |
| RO | 提供資產管理 | 2017-10-25 | 2020-02-03 | |
| RO | 證券交易 | 2017-10-25 | 2020-02-03 | |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2017-04-20 | 2020-02-03 |
| RO | 提供資產管理 | 2017-04-20 | 2020-02-03 | |
| RO | 證券交易 | 2017-04-20 | 2020-02-03 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就證券提供意見 | 2016-12-19 | 2020-02-03 |
| RO | 提供資產管理 | 2016-12-19 | 2020-02-03 | |
| RO | 證券交易 | 2016-12-19 | 2020-02-03 | |
| Rep | 就證券提供意見 | 2016-10-24 | 2016-12-19 | |
| Rep | 提供資產管理 | 2016-10-24 | 2016-12-19 | |
| Rep | 證券交易 | 2016-10-24 | 2016-12-19 | |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | 就證券提供意見 | 2015-05-15 | 2016-08-01 |
| RO | 提供資產管理 | 2015-05-15 | 2016-08-01 | |
| KVB Kunlun Securities (HK) Limited | RO | 證券交易 | 2015-05-15 | 2016-08-01 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2015-03-30 | 2015-05-15 |
| Rep | 提供資產管理 | 2015-03-30 | 2015-05-15 | |
| KVB Kunlun Securities (HK) Limited | Rep | 證券交易 | 2015-03-30 | 2015-05-15 |
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2014-08-06 | 2015-03-13 |
| RO | 提供資產管理 | 2014-08-06 | 2015-03-13 | |
| QMIS Securities Limited | RO | 證券交易 | 2014-08-06 | 2015-03-13 |
| QMIS Asset Management Limited | Rep | 提供資產管理 | 2013-07-24 | 2014-08-06 |
| QMIS Securities Limited | Rep | 證券交易 | 2013-07-24 | 2014-08-06 |
| GET NICE SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2009-02-06 | 2013-07-12 |
| Rep | 提供資產管理 | 2009-02-06 | 2013-07-12 | |
| Rep | 證券交易 | 2007-12-03 | 2013-07-12 |
已採集記錄中暫無金管局登記。