| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | RO | 提供資產管理 | 2023-03-31 | - |
| Rep | 就證券提供意見 | 2022-10-25 | - | |
| Rep | 提供資產管理 | 2022-10-25 | 2023-03-31 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-04-19 | 2022-09-16 |
| Rep | 提供資產管理 | 2021-04-19 | 2022-09-16 | |
| HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | 證券交易 | 2018-04-27 | 2020-12-23 |
| Rep | 就證券提供意見 | 2014-05-02 | 2020-12-23 | |
| Rep | 提供資產管理 | 2014-05-02 | 2020-12-23 | |
| GF Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-03-25 | 2014-04-28 |
| Rep | 提供資產管理 | 2011-03-25 | 2014-04-28 | |
| MIS SERVICES LIMITED (d2019-06-01) | Rep | 提供資產管理 | 2008-10-16 | 2010-11-13 |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就證券提供意見 | 2008-02-01 | 2008-10-16 |
| Rep | 提供資產管理 | 2008-02-01 | 2008-10-16 | |
| NNIP HONG KONG LIMITED | Rep | 就證券提供意見 | 2007-04-24 | 2008-10-16 |
| Rep | 提供資產管理 | 2007-04-24 | 2008-10-16 | |
| Rep | 證券交易 | 2007-04-24 | 2008-10-16 |
已採集記錄中暫無金管局登記。