| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-03-15 | - |
| RO | 證券交易 | 2019-03-15 | - | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2014-10-10 | 2019-02-04 |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2008-07-30 | 2019-02-04 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2008-06-23 | 2014-10-10 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-04-24 | 2008-07-30 |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-05-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-24 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2007-04-01 |
已採集記錄中暫無金管局登記。