| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Luk Fook Capital (HK) Limited | RO | 就機構融資提供意見 | 2026-02-06 | - |
| XinKong International Capital Limited | RO | 就機構融資提供意見 | 2022-06-08 | 2024-08-15 |
| RO | 證券交易 | 2022-02-14 | 2024-08-15 | |
| XinKong International Securities Limited | RO | 證券交易 | 2022-02-14 | 2024-08-15 |
| XinKong International Capital Limited | Rep | 證券交易 | 2021-11-30 | 2022-02-14 |
| Rep | 就機構融資提供意見 | 2021-11-30 | 2022-06-08 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2021-11-30 | 2022-02-14 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2008-01-11 | 2021-10-15 |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2007-02-02 | 2021-10-15 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2004-11-10 | 2007-01-02 |
| Rep | 就機構融資提供意見 | 2004-08-27 | 2004-11-10 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-01 | |
| Rep | 證券交易 | 2003-04-01 | 2003-08-01 |
已採集記錄中暫無金管局登記。