| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SKYVAST SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-03-01 | 2014-12-31 |
| Rep | 證券交易 | 2012-03-01 | 2014-12-31 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2010-01-14 | 2012-02-24 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2009-10-22 | 2012-02-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-02-18 | 2009-09-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-12-31 | 2009-09-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-12-31 | 2009-09-05 |