| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sky Seal Global Limited | RO | 就證券提供意見 | 2026-01-19 | - |
| RO | 提供資產管理 | 2026-01-19 | - | |
| ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | 就證券提供意見 | 2021-03-17 | 2025-06-30 |
| RO | 提供資產管理 | 2021-03-17 | 2025-06-30 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2011-08-02 | 2018-12-14 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2011-08-02 | 2018-12-14 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-07-23 | 2011-07-16 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-07-23 | 2011-07-16 |