| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | RO | 就證券提供意見 | 2025-09-17 | - |
| RO | 證券交易 | 2025-09-17 | - | |
| BOCI SECURITIES LIMITED | Rep | 就期貨合約提供意見 | 2025-04-24 | - |
| RO | 就證券提供意見 | 2024-07-15 | - | |
| RO | 證券交易 | 2024-07-15 | - | |
| Rep | 期貨合約交易 | 2024-03-15 | - | |
| Rep | 就證券提供意見 | 2024-03-15 | 2024-07-15 | |
| Rep | 證券交易 | 2024-03-15 | 2024-07-15 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就證券提供意見 | 2017-10-16 | 2023-06-26 |
| RO | 證券交易 | 2016-02-03 | 2023-06-26 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2012-02-16 | 2015-06-26 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2011-09-22 | 2015-06-26 |
| Rep | 證券交易 | 2008-05-21 | 2011-09-22 |
已採集記錄中暫無金管局登記。