| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2020-05-08 | 2022-06-20 |
| Rep | 證券交易 | 2020-01-02 | 2020-05-08 | |
| RO | 證券交易 | 2016-10-11 | 2018-07-13 | |
| Rep | 證券交易 | 2010-08-02 | 2016-10-11 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2005-12-19 | 2010-07-10 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-12-19 | 2010-07-10 |