| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2017-06-09 | 2018-04-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-06-09 | 2018-04-22 |
| Rep | 就證券提供意見 | 2016-12-22 | 2018-04-22 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2011-04-20 | 2015-11-07 |
| Rep | 證券交易 | 2011-04-20 | 2015-11-07 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-11-01 | 2011-02-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-11-01 | 2011-02-01 |
| Rep | 證券交易 | 2010-11-01 | 2011-02-01 |